Rule 2-1. Preparation of Record
The record for a Court of
Appeal shall be prepared by the clerk of the trial court from which the
appeal is taken, in accordance with the requirements set forth in this
Rule. If a Court of Appeal directs that a record be prepared for a
nonappealable matter to be considered under its supervisory
jurisdiction, the record in such matters also shall be prepared in
accordance with the requirements set forth in this Rule.
Amended - effective as of
November 1, 2006
Rule 2-1.1. Number of
Copies.
The clerk of the trial court
shall prepare a certified copy of the original record and one duplicate
record for the Court of Appeal.
2-1.2. Production of Record.
The certified copy and the
duplicate, which may be typewritten or produced by any acceptable
copying or duplicating process, shall be prepared on white, unglazed,
opaque paper of legal size, so as to produce a clear black image on
white paper, with a margin at the top of each page of 2", and side
margins of 1". The impression must be on one side of the paper only, and
must be double-spaced, except for matter customarily single-spaced and
indented. Illegible copies and photocopies produced on wet copiers are
not acceptable. All copies must be legible. The duplicate record shall
include all matters contained in the certified copy of the original
record, except matters which are not reproducible.
2-1.3. Cover Inscription.
The records shall be bound in
strong, flexible, looseleaf covers, 9" X 14 1/2", fastened at the top,
so as to open flat at the top.
On the outside of the front
cover of each volume, there shall be inscribed with proper separation of
lines and spaces, and in the following order:
(1) the title of the court to
which the record is directed;
(2) the docket number of the
case in the Court of Appeal (to be given and entered by the clerks of
the Courts of Appeal);
(3) the number of the volume of
the record;
(4) the title of the case (the
same title given in the trial court);
(5) the status of the parties;
(6) the name of the court and
of the parish from which the case came, the number of the case in the
court below, the division of the court, and the name of the judge who
rendered the ruling or judgment to be reviewed;
(7) the names of counsel, with
addresses and phone numbers, and the names of the parties represented;
and
(8) the date of the filing of
the record (to be entered by the clerks of the Courts of Appeal).
2-1.4. Indexes
The record shall contain a
chronological index and an alphabetical index of the contents, which
shall specify the volume and page on which the minutes of the trial
court, each paper or filing, and the note of evidence appear. The
chronological index shall be by item, date, and page of all filings
(papers) in the record, and the alphabetical index shall be by item and
page of all filings (papers) in the record.
There shall also be a
chronological index of the documents and exhibits filed in evidence
(showing on whose behalf filed).
2-1.5. Minute Entries of Trial
Court
The record shall contain an
extract of the pertinent minute entries of the trial court, and shall
show the date of each entry, the action taken by the trial court, and
the trial court judge presiding. In criminal cases, the extracts from
the minute entries shall include, in chronological order, these items:
(1) opening of the court;
(2) impaneling of the grand
jury by which the indictment was found (if prosecution by indictment);
(3) list of challenges for
cause;
(4) list of peremptory
challenges;
(5) list of petit jurors
selected;
(6) list of evidence;
(7) list of witnesses;
(8) time when jury retired to
deliberate, and time returned to render verdict;
(9) jury's verdict;
(10) trial court's judgment,
ruling, and sentence;
(11) motion and order for
appeal;
(12) the names of the
defendant(s) and all attorney(s) when present.
2-1.6. Order of Pleadings.
All motions and pleadings,
together with documents and exhibits attached, and orders of court
pertaining thereto, shall be placed in the record in the order in which
they are made or filed, except that answers to interrogatories (or
similar inquiries) shall immediately follow the interrogatories.
The record in criminal cases
shall also contain the indictment (information) and pleas in the order
made, returned or filed.
2-1.7.
Order of Documents and Other Evidence.
The record shall include exact
copies of all documentary evidence and other evidence (including
depositions filed in evidence) in the order in which such evidence was
filed. If it is necessary that the original of any evidence be filed,
such original must be filed separately and not attached to the record;
however, there must be proper reference in the record showing such
filing. No record of another case (or prior record in the same titled
and numbered case) shall be included in the record, unless such other
record has been introduced in evidence (at trial) in the case on appeal
or on writs, in which event such other record shall accompany the record
as an exhibit.
2-1.8. Order of Other Items
Other items in the record shall
be arranged in the following order:
(1) written reasons for
judgment, transcribed oral reasons for judgment, or order (if any);
(2) judgment or order
(interlocutory and final); and, in criminal cases, all orders, including
the verdict, judgment and sentence;
(3) petition (motion) and order
for appeal, and bond (if any);
(4) assignments of error in
criminal cases in numerical order, and the trial judge's per curiams (if
any), each of which should follow the respective assignment of error.
(If the evidence necessary to form a basis for an assignment of error
has been transcribed elsewhere in the record, such as in a full
transcript of the proceedings, it may be incorporated by reference to
the appropriate volume and page of the record, so as to avoid
unnecessary duplication in the record).
2-1.9. Transcript of Testimony
The verbatim transcript of oral
testimony of the witnesses in the order in which it is taken shall be
included in the record, preceded by an index setting forth the names of
witnesses in the order called by the respective parties and the volume
and pages of their examination on direct, on cross-examination, on
re-direct, on re-cross and in rebuttal. This index shall also list and
identify the exhibits, and offers of proof, and show by whom presented
and the volume and page where offered. The index shall also give the
volume and page of any oral reasons for judgment. The transcript of
testimony shall indicate the party in whose behalf each witness was
called (whether on direct, on cross-examination, or in rebuttal), and by
whom examined or cross-examined.
In criminal cases, the record
must also contain all or any portion of the following designated by the
defendant, the state, or the trial judge: preliminary hearing; voir dire
examination of prospective jurors; statements, rulings, orders, and jury
instructions by the trial court; objections, questions, statements and
arguments of counsel. If the voir dire examination of prospective
jurors is requested, it shall be accompanied with an index setting forth
the names of the prospective jurors in the order called and the volume
and page numbers of their examination. This index shall also list
whether the prospective juror was challenged, whether the challenge was
for cause or peremptory, who raised the challenge and whether the juror
was released or accepted.
All transcripts filed with a
Court of Appeal must comply with the Transcript Format Rules promulgated
by the Louisiana Supreme Court.
2-1.10. Numbering of Pages
The pages in the record shall
be consecutively numbered. If the record contains more than a total of
250 pages, it shall be bound in separate volumes, each containing not
more than 250 pages. To the extent practicable, the extract of minute
entries, motions and pleadings, documents, written reasons for judgment,
judgments, and appeal pleadings and orders (also bonds, if any), shall
be included in the first volume of the record, with the transcript of
testimony and other evidence in subsequent volumes. The pages of the
duplicate record shall be numbered to correspond with those of the
certified copy of the original record.
2-1.11. Items to be Omitted.
Subpoenas, notices, and returns
may be omitted from the record, unless they are at issue. Such items may
be supplied upon timely application to this court by any party, upon
showing their materiality.
2-1.12. Bulky Exhibits.
Bulky or cumbersome documents,
exhibits, and other physical or corporeal evidence should not be filed
with the record, unless otherwise ordered by the court. They may be
included in specially marked envelopes, or other containers, with a list
and identification of the enclosed items attached thereto, with proper
reference noted on the record. Offers of proof (or proffers) should be
included in separate specially marked envelopes, properly identified.
The duplicate record need not reproduce such items, but reference
thereto should be made.
2-1.13. Separate Records.
Separate records shall be
prepared of each case even though consolidated with another case for
trial. Each of such records shall be enclosed in a separate cover, with
proper references indicating the consolidation thereof. The transcript
of testimony in the consolidated cases may be included in only one of
the records. Documentary evidence applicable to only one of the
consolidated cases shall be enclosed in the appropriate record.
2-1.14. Use of Another Record.
Any record lodged in this court
may, with leave of court, be used, without necessity of duplication, in
any other case on appeal or on writ.
2-1.15. Certificate of Clerk.
The certified copy of the
original record and the duplicate record shall each bear the certificate
of the clerk of the trial court as to the completeness and authenticity
thereof. The notice of appeal from the trial court shall also certify
the amount of court costs.
2-1.16. Responsibility of
Clerk.
It is the responsibility of the
clerk of the trial court from which a case is appealed, or to which
writs are directed, to prepare the record for a Court of Appeal. To
assist in its preparation, the clerk of the trial court may require of
its court reporter a legible copy of the transcript of testimony, and of
the appellant (or party seeking review by this court) legible copies of
all pleadings, depositions, and other papers to be included in the
record. In preparing the record for a Court of Appeal, the clerk of the
trial court shall insure that depositions included as an exhibit consist
of one page of deposition testimony per physical page and do not contain
reduced images of multiple pages placed on one page. If any deposition
introduced into evidence in the case does not meet this standard, the
party who introduced the deposition shall provide a certified true copy
of the substandard document in the required format.
2-1.17. Designated Record.
Notwithstanding the foregoing
requirements, the parties may designate, in writing, portions of the
record to constitute the record in a Court of Appeal.
Rule 2-2. Notice Of Appeal; Filing of Record
2-2.1. Notice of Appeal.
Within seven (7) days of the
granting of an order of appeal, the clerk of the trial court shall mail
to the appellate court and the judicial administrator of the Supreme
Court, the notice of appeal required by the Code of Civil Procedure or
the Code of Criminal Procedure.
Amended - effective as of April 7,
2005
2-2.2. Additional Notice
Requirements in Election Cases; Responsibility of Appellant and Clerk of
Trial Court.
In any action objecting to
candidacy or contesting an election, governed by the provisions of Title
18 of the Revised Statutes, the following notices to the appellate court
shall be given by either or both the appellant and the clerk of court as
provided below:
(1) Within 24 hours after
signing of judgment, a party who is aggrieved by the judgment and who
both obtains an order of appeal and provides the necessary bond, as
required by the provisions of Title 18, shall give notice of the order
of appeal to the clerk of the Court of Appeal by telephone and/or
facsimile transmission; and
(2) Within 24 hours after an
order of appeal has been obtained and a bond given, as required by the
provisions of Title 18, the clerk of the trial court shall give notice
of the order of appeal to the clerk of the Court of Appeal by telephone
and/or facsimile transmission.
(3) The telephonic or facsimile
transmission required above shall be immediately followed by the mailing
of that notice to the clerk of the court of appeal.
2-2.3. Filing of Record.
In all cases appealed or in
which a writ is granted, a certified copy of the original record and one
duplicate record shall be filed timely in the office of the clerk of the
Court of Appeal by the clerk of the trial court on or before the date
fixed for the return of the appeal or of the writ, or such extension
thereof as may be granted in accordance with law.
Rule 2-3. Criminal Appeals
from Courts of Limited Jurisdiction Wherein Testimony was Electronically
Recorded
In all cases appealed to a
Court of Appeal from a judgment rendered in a criminal case by a parish,
city, or municipal court, where the testimony of witnesses was
electronically recorded, such electronic recording shall, before filing
of the appeal, be transcribed, and a certified copy of the original
transcription and one duplicate shall be prepared and filed in
accordance with Rules 2-1 and 2-2.
Rule 2-4. Fees
The clerks of the Courts of
Appeal shall charge the fees prescribed by law.
Rule 2-5. Docketing of Cases;
Notification
2-5.1. Docketing.
Cases shall be docketed by the
clerk in the order in which they are filed, under the same title used in
the trial court.
2-5.2. Notification
Upon the filing of the record
and the docketing of the case, the clerk shall forthwith notify counsel
of record, and each party not represented by counsel, in writing, of the
date of the filing and docketing.
Rule 2-6. Withdrawals of
Records
A record may be withdrawn from
the office of the clerk of a Court of Appeal by counsel of record upon
giving receipt therefore to the clerk. The record shall be returned
within such reasonable period of time as may be fixed by the clerk at
the time of withdrawal. A party not represented by counsel is not
permitted to withdraw a record, but may make arrangements with the clerk
to review the record at reasonable times in the clerk's office, or in
the office of the clerk of the trial court. Records are subject to
recall by the court at any time.
Rule 2-7. Motions,
Pleadings, Instructions to Clerk, Agreements of Parties
2-7.1. Motions in Open Court.
Motions which may be made in
open court shall be made at the beginning of the daily session, before
the first case is called for argument or submission.
2-7.2. Requirements of Other
Motions
All other motions or pleadings
(e.g., peremptory exceptions and answers to appeals) filed originally in
a Court of Appeal shall be typewritten and double-spaced on white paper
of legal size, with proper margins, and shall bear the number and title
of the case in the appellate court, the nature of the motion or
pleading, the name of counsel filing the motion or pleading, and the
name of the party on whose behalf it is filed. Unless the motion or
pleading bears a certificate showing that a legible copy thereof has
been delivered or mailed to opposing counsel of record, and to each
opposing party not represented by counsel, and showing the date of
service thereof, it shall not be filed or docketed. All motions filed in
a Court of Appeal shall include a proposed order.
2-7.3. Filing.
Unless made in open court, an
original and 4 copies of each motion or pleading shall be filed,
numbered, and docketed in the clerk's office for the clerk to present to
the court for consideration. Unless previously filed, numbered, and
docketed, such motion or pleading will not be considered by the court.
2-7.4. Summary Dismissal
The court may summarily dismiss
untimely or improperly filed motions and pleadings.
2-7.5. Instructions and
Agreements.
Instructions to the clerk, or
agreements between the parties or their counsel, of which the court is
expected to take cognizance, shall be in writing, signed by the parties
or counsel, and filed in the clerk's office.
Rule 2-8. Motion to Dismiss or
Remand, Pre-docketing Dismissals; Abandonment
2-8.1. Motion to Dismiss or
Remand.
Motions to dismiss or to remand
appeals shall comply with the provisions of Rule 2-7. Such motions shall
be submitted to the court by the clerk without oral argument within 10
days following the date of filing; provided, however, the court may, in
its discretion, fix any such motion for oral argument, or refer the
motion to the argument on the merits. The mover to dismiss or to remand
may file a brief with the motion, and the opponent may file an
opposition brief within 7 days of the filing of the motion.
2-8.2. Service of Motion.
A copy of a motion to dismiss
or to remand an appeal, together with a copy of the accompanying brief,
if any, shall be delivered or mailed to opposing counsel of record, and
to each opposing party not represented by counsel.
2-8.3. Joint Motion.
Any appeal may be summarily
dismissed or remanded by order of the court where there has been a joint
motion filed by all interested parties or their counsel of record, which
shall set forth the reason for such action and which shall be supported
by appropriate affidavits that the facts alleged are true and correct.
2-8.4. Ex Parte Motion.
Where there has been no timely
answer to the appeal, or other formal action to amend or modify the
judgment appealed, the appellant may, by ex parte motion, have the
appeal dismissed, with leave of court.
2-8.5. Pre-docketing
Dismissals.
In cases where the parties
desire to dismiss or to remand an appeal in which jurisdiction of the
appellate court has attached, but in which the record on appeal has not
yet been lodged and docketed, the court may nevertheless consider a
joint motion to such effect, provided the parties submit their motion
signed by all counsel of record, together with, in the case of a motion
to dismiss the appeal, the statement of counsel that all costs incurred
in the trial court have been paid, or that counsel will be responsible
for the payment of same. The motion shall be accompanied by a
certificate from the clerk of the trial court indicating that the motion
to dismiss or to remand has been signed by all counsel of record and by
each party not represented by counsel. It shall show that the appeal
bond, if required, has been filed or, in the case of a pauper suit,
indicate the lack of necessity for an appeal bond.
2-8.6. Abandonment of Civil
Appeal
For civil appeals, if an
appellant does not file a brief within the time prescribed by Rule
2-12.7 or any extension thereof granted by the court as provided by Rule
2-12.8, a notice shall be mailed by the clerk to counsel for the
appellant, or to the appellant if not represented, that the appeal shall
be dismissed 30 days thereafter unless a brief is filed in the meantime.
If an appellant does not file a brief within 30 days after such notice
is mailed, the appeal shall be dismissed as abandoned. Provided,
however, that irrespective of the time limit provided in Rule 2-12.7 for
the appellee to file a brief, the appellee's brief shall be filed within
20 days from the due date shown on the notice of abandonment.
2-8.7. Suspension of Briefing
Delays
A party may by written motion
request that the Court of Appeal suspend briefing delays until such time
as a ruling is made by the appellate court on any pending motion to
dismiss or remand. If the court grants the request for suspension of the
briefing delays and later denies the motion to dismiss or remand, the
court shall set new briefing delays.
Rule 2-9. Substitution of
Parties
The rules and procedures for
substitution of parties provided by > LSA-C.C.P. Arts. 801-> 807 shall
regulate the substitution of parties.
Rule 2-10. Withdrawal of
Counsel
2-10.1. Withdrawal
No counsel may withdraw without
leave of the appellate court once the trial court is divested of
jurisdiction.
2-10.2. Motion and Order
Withdrawal shall be upon motion
and order of the appellate court.
Rule 2-11. Assignment on
Calendar
2-11.1. Assignment as Docketed.
Unless otherwise provided by
law, or the court orders otherwise, the clerk shall assign cases for
hearing on the calendar in the order in which they are docketed.
2-11.2. Special Assignment.
A special assignment may be
given by the court in any case where the state or any subdivision
thereof is a party, or in any matter impressed with the public interest,
or in any case where the interest of justice clearly requires an
immediate or special hearing.
2-11.3. Summary Disposition.
Cases may be assigned for
summary disposition with or without oral argument when the court so
orders.
2-11.4. Request for Oral
Argument
Appeals in all cases shall be
submitted for decision without oral argument, unless a written request
for permission to argue orally is filed in the clerk's office by a party
within fourteen (14) days after the filing of the record in the court,
and permission is granted. Ordinarily timely requests for oral argument
will be granted, except in cases assigned for summary disposition. When
permission for oral argument has been granted to one party, the right to
oral argument extends to all parties, unless the right to argue orally
has been forfeited. A request for oral argument in letter form by one of
the parties is acceptable.
2-11.5. Cases Carried Over.
A case assigned for oral
argument that is not reached or in which the argument is not completed
on the assigned day, shall go over to the next argument day, unless the
court reassigns the case for a particular day.
2-11.6. Continuance.
No case fixed for argument or
submission on the calendar may be continued, except in extraordinary
situations which the court deems to justify a continuance.
2-11.7. Submission Without
Oral Argument.
Any case docketed in this court
may be submitted at any time for decision without oral argument, on
joint motion of all parties or counsel of record.
2-11.8. Court's Authority to
Hear Argument.
The court shall retain its
authority to order oral argument in any case.
2-11.9. Calendar Of
Assignments
The clerk shall post the
calendar of assignments for hearing and mail it to all counsel of
record, and to any party not represented by counsel, not less than 30
days prior to the date fixed for the hearing of a case on the calendar,
provided, however, that the 30 day notice herein required shall not be
applicable where there will be no oral argument. The clerk shall note on
the calendar the dates and hours of sessions of court.
Rule 2-12. Briefs
2-12.1. Filing
Each party shall file an
original and 7 copies of the brief in every case. All parties must file
briefs in every criminal appeal.
2-12.2. Preparation of Briefs
Briefs may be printed (or
lithographed), typewritten, or produced by any copying or duplicating
process which produces a clear black image on white paper. Illegible
copies and photocopies produced on wet copiers are not acceptable.
Briefs may be typewritten or otherwise acceptably produced on either
letter or legal-size, white, unglazed, opaque paper, with a margin of 1"
on each side, using only one side of each page. Briefs may be backed
with a flexible or plastic manuscript cover, such as the customary "Blue
back". The text of briefs shall be double-spaced except for matters
which are customarily single-spaced. The pages in the briefs shall be
numbered consecutively.
The requirements listed above
shall apply to briefs submitted in appeals and in briefs or supportive
memoranda submitted in connection with motions, applications for
supervisory writs, applications for rehearing and shall be subject to
the following requirements and limitations:
1. Original briefs on 8 1/2" X
14" paper shall not exceed twenty-eight pages; reply briefs on such
paper shall not exceed thirteen pages. Original briefs on 8 1/2" X 11"
paper shall not exceed thirty-eight pages; reply briefs on such paper
shall not exceed eighteen pages. These limitations do not include pages
containing the cover, jurisdictional statement, syllabus, specification
or assignment of errors, and issues presented for review.
2. The size type in all briefs
will be (a) Roman or Times New Roman 14 point or larger computer
font, normal spacing; or (b) no more than 10 characters per inch
typewriter print. A margin of at least one inch at the top and
bottom of each page shall be maintained. Footnotes may be single-spaced
but shall not be used to circumvent the spirit of the rule.
3. A motion for leave to file a
brief in excess of the page limitation of this rule must be filed at
least ten days in advance of the due date of the brief. Such a motion
will be granted only for extraordinary and compelling reasons.
2-12.3. Cover Inscription
Briefs shall state on the cover
or on the title page the following:
(a) the title of the court to
which it is directed;
(b) the docket number of the
case in the court;
(c) the title of the case as it
appears on the docket of the court;
(d) the name or title of the
court and the parish from which the case came;
(e) the name of the judge who
rendered the judgment or ruling complained of;
(f) a statement as to whether
the case comes before the court on appeal or in response to a writ.
(g) a statement identifying the
party on whose behalf the brief is filed and the party's status before
the court;
(h) the nature of the brief,
whether original, in reply, or supplemental;
(i) the name of counsel, with
address and telephone number, by whom the brief is filed, and a
designation of the parties represented, and a designation of 'appeal
counsel';
(j) the designation of whether
the case is a civil, criminal, juvenile, or special proceeding (state
particular type of proceeding).
2-12.4. Appellant's Brief
The brief of the appellant or
relator shall set forth the jurisdiction of the court, a concise
statement of the case, the ruling or action of the trial court thereon,
a specification or assignment of alleged errors relied upon, the issues
presented for review, an argument confined strictly to the issues of the
case, free from unnecessary repetition, giving accurate citations of the
pages of the record and the authorities cited, and a short conclusion
stating the precise relief sought.
A copy of the judgment, order,
or ruling complained of, and a copy of either the trial court's written
reasons for judgment, transcribed oral reasons for judgment, or minute
entry of the reasons, if given, shall be appended to the brief of the
complaining litigant on appeal. If reasons for judgment were not given,
the brief shall so declare.
Citation of Louisiana cases
shall be in conformity with Section VIII of the Louisiana Supreme Court
General Administrative Rules. Citations of other cases shall be to
volume and page of the official reports (and when possible to the
unofficial reports). It is recommended that where United States Supreme
Court cases are cited, all three reports be cited, e.g., > Miranda v.
Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). When a
decision from another state is cited, a copy thereof should be attached
to the brief.
The argument on a specification
or assignment of error in a brief shall include a suitable reference by
volume and page to the place in the record which contains the basis for
the alleged error. The court may disregard the argument on that error in
the event suitable reference to the record is not made.
All specifications or
assignments of error must be briefed. The court may consider as
abandoned any specification or assignment of error which has not been
briefed.
The language used in the brief
shall be courteous, free from vile, obscene, obnoxious, or offensive
expressions, and free from insulting, abusive, discourteous, or
irrelevant matter or criticism of any person, class of persons or
association of persons, or any court, or judge or other officer thereof,
or of any institution. Any violation of this Rule shall subject the
author, or authors, of the brief to punishment for contempt of court,
and to having such brief returned.
Amended - effective as of
November 1, 2006
2-12.5. Appellee's Brief.
The brief of the appellee shall
conform to the requirements for the appellant's brief as set out in the
preceding Rule, except that a statement of the jurisdiction, the ruling
or action of the trial court, the facts and the issues need not be
included unless the appellee considers the statements of the appellant
to be insufficient or incorrect. It should contain appropriate and
concise answers and arguments and reference to the contentions and
arguments of the appellant.
Amended - effective as of
November 1, 2006
2-12.6. Reply Brief.
The appellant may file a reply
brief, if he has timely filed an original brief, but it shall be
strictly confined to rebuttal of points urged in the appellee's brief.
No further briefs may be filed except by leave of court.
2-12.7. Time to File
The brief of the appellant
shall be filed not later than 25 calendar days after the filing of the
record in the court, and the brief of the appellee shall be filed not
later than 45 calendar days after the filing of the record in the court.
The reply brief, if any, of the appellant shall be filed not later than
10 calendar days after the appellee's brief is filed.
Unless otherwise directed by
the court in the notice of lodging, in the case of a timely order of
appeal being obtained by a litigant subsequent to an earlier order of
appeal obtained by a different litigant, the brief on behalf of the
litigant whose order of appeal bears the earlier date shall be due in
point of time under the provisions of the appropriate rule regarding the
appellant. The brief on behalf of the litigant whose order of appeal
bears the later date shall be due in point of time under the provisions
of the appropriate rule regarding the appellee.
Amended October 7, 2002.
2-12.8. Extensions of Time.
An extension of time within
which to file the brief may be granted by the court for good cause shown
on written motion filed with the clerk of the court on or before the
date the brief was due. If an extension of time is granted to an
appellant to file the original brief, time for filing the appellee's
brief is extended for a period of twenty days from the date of the
extended time granted the appellant, without the necessity of a motion
or request by the appellee. To preserve the right to oral argument, an
appellee must file the brief within the extended twenty-day period,
whether or not the appellant's brief is timely filed. An extension of
time may not be granted if such extension will retard the hearing or
determination of the case.
2-12.9. Specially-assigned
Cases.
In cases specially assigned for
argument, the briefs shall be filed as ordered by the court.
2-12.10. Briefs on Motions or
Writ Applications.
Briefs in support of motions or
applications for writs shall be filed with the motion or writ
application. Briefs in opposition thereto shall be filed prior to
decision by the court, or as may be ordered by the court.
2-12.11. Amicus Curiae Briefs.
Amicus curiae briefs may be
filed only upon motion by the applicant and order of the court. The
motion shall identify the interest of the applicant, state that the
applicant has read the briefs of the parties, and state specific reasons
why applicant's brief would be helpful to the court in deciding the
cases. An amicus curiae may not request oral argument.
2-12.12. Untimely Briefs;
Sanctions
If the brief on behalf of any
party is not filed by the date that the brief is due, the party's right
to oral argument shall be forfeited. The court may also impose other
sanctions including, but not limited to, dismissal of the appeal when
the appellant does not file a brief as provided for in Rule 2-8.6.
2-12.13. Non-conforming Briefs;
Sanctions.
Briefs not in compliance with
these Rules may be stricken in whole or in part by the court, and the
delinquent party or counsel of record may be ordered to file a new or
amended brief.
Rule 2-13. Timely Filing of
Papers
All papers to be filed in a
Court of Appeal shall be filed with the clerk. Filing may be
accomplished by delivery or by mail addressed to the clerk. The filing
of such papers shall be deemed timely when the papers are mailed on or
before the due date. If the papers are received by mail on the first
legal day following the expiration of the delay, there shall be a
rebuttable presumption that they were timely filed. In all cases where
the presumption does not apply, the timeliness of the mailing shall be
shown only by an official United States postmark or cancellation stamp
or by official receipt or certificate from the United States Postal
Service or bonafide commercial mail services, such as Federal Express or
United Parcel Service, made at the time of mailing which indicates the
date thereof. Any other dated stamp, such as a private commercial mail
meter stamp, shall not be used to establish timeliness.
Amended - effective as of
November 1, 2006
Rule 2-14. Service of Legible
Copies; Certificate
2-14.1. Service of Legible
Copies.
Legible copies of all papers
filed in a Court of Appeal by any party shall, at or before the time of
filing, be delivered or mailed by the party to all other parties, or
counsel of record.
2-14.2. Certificate
The fact of such service shall
be evidenced by a certificate listing all parties and all counsel,
indicating the parties each represents, and showing how and when such
service was accomplished.
Rule 2-15. Oral Argument
2-15.1. Order of Argument.
The appellant shall have the
right to open and close the argument. Where there are 2 or more
appellants in the same case, the court will decide when the case is
called for argument who shall open and who shall close the argument,
unless the parties agree upon the order of presentation.
2-15.2. Length of Time.
The parties shall be allowed a
period of time not to exceed 40 minutes, divided equally between
opposing parties, unless additional time is allowed by the court for
sound reason, or the court deems additional time is needed for proper
presentation of the case. Counsel is not required to use all of the
allotted time. The time for argument may be shortened in the discretion
of the court. When there is a conflict of interests between appellants
or between appellees, the court will decide upon the apportionment of
the time allowed them for argument, unless they agree upon the
apportionment.
2-15.3. Reading From Briefs.
Argument should not be read
from a prepared text. Counsel shall not be permitted to read from
briefs, except matters, such as quotations, which are customarily read.
2-15.4. Textual Materials
and Exhibits
(a) Textual Materials. A book,
treatise, or other textual material not conveniently available to the
court, used as authority during argument by counsel, shall, on request
of court, be deposited with the court until the case is decided. By
leave of court, a photocopy of the pertinent material may be substituted
in lieu of the book, the treatise, or other textual material.
(b) Exhibits for Demonstration.
All models, maps, charts, diagrams, or other exhibits used for purposes
of illustration, demonstration, or explanation during oral argument
before the court (but not made a part of the record) and deposited
thereafter with the court shall be removed by the party or counsel
responsible for such use and deposit within 30 days after written notice
given by the clerk. Failure to remove timely shall authorize the clerk
to destroy the exhibit or make other disposition thereof as the court
may deem proper.
Rule 2-16. Decisions of the
Appellate Courts.
The decision of the appellate court may be
expressed in one of the following forms: a full opinion, a concise
memorandum opinion, or a summary disposition conforming to the
provisions of this rule. All opinions and summary dispositions shall
contain the names of the judges who rendered the opinion or summary
disposition.
As amended January 1, 2004.
2-16.1. Opinions of the Appellate Courts.
Opinions of the appellate courts, whether
authored or per curiam, shall be formal opinions or memorandum opinions.
A. A case may be disposed of by formal opinion
when at least one of the following criteria is satisfied. The decision
involved:
(1) establishes a new rule of law or alters or
modifies an existing rule;
(2) involves a legal issue of continuing
public interest;
(3) criticizes or explains existing law;
(4) applies an established rule of law to a
factual situation significantly different from that in published
opinions of the courts of this state;
(5) resolves an apparent conflict of
authority; or,
(6) constitutes a significant and
non-duplicative contribution to legal literature because it contains:
(a) an historical review of law;
(b) a review of legislative history; or,
(c) a review of conflicting decisions
among the courts or other jurisdictions.
B. Where the panel unanimously agrees that a
case does not qualify for disposition by formal opinion, the case may be
disposed of by a concise memorandum opinion. A memorandum opinion
shall succinctly state:
(1) the court from which the appeal comes;
(2) the germane facts, including the ruling of
the lower court;
(3) the issues and contentions of the parties
when appropriate;
(4) the reasons for the decision;
(5) the judgment of the appellate court; and
(6) a statement that the memorandum opinion is
issued in compliance with URCA Rule 2-16.1.B
As amended January 1, 2004.
2-16.2 Summary Disposition
A. In any case in which the panel unanimously
determines no jurisprudential purpose would be served by a written
opinion and that any one or more of the following dispositive
circumstances exist, the decision of the court may be made by summary
disposition. A summary disposition may be utilized when:
(1) the appellate court lacks jurisdiction;
(2) the disposition is clearly controlled by
case law precedent, statute, or rules of court;
(3) the appeal is moot;
(4) the issues involve no more than an
application of well-settled rules to recurring fact situations.
(5) the opinion or findings of fact and
conclusions of law of the trial court or agency adequately explain the
decision;
(6) no error of law appears on the record;
(7) the trial court or agency did not abuse
its discretion;
(8) the record does not demonstrate that the
decision of the trier of fact is clearly wrong (manifestly erroneous);
(9) the record demonstrates that the evidence
in support of a criminal jury verdict is not insufficient; or,
(10) the panel otherwise unanimously determines
summary disposition is appropriate in accordance with the law and
evidence.
B. The court may dispose of a case by summary
disposition with or without oral argument at any time after the case is
docketed in the appellate court. The disposition may provide for
dismissal, affirmance, remand, reversal or any combination thereof as
appropriate to the case.
C. When a summary disposition is issued, it
shall contain:
(1) a statement describing the nature of the
case and the dispositive issues without a discussion of the facts.
(2) A citation to controlling precedent, if
any; and
(3) the judgment of the appellate court and a
citation to one or more of the criteria under this rule which supports
the judgment, e.g., "Affirmed in accordance with Uniform Court of
Appeal Rule 2-16.2.A(1)."
As amended January 1, 2004.
2-16.3 Publication and Citation.
A. A formal opinion of a Court of Appeal shall
be designated for publication unless a majority of the panel determines
otherwise.
B. A memorandum opinion or a summary
disposition of a Court of Appeal shall not be designated for publication
except by unanimous vote of the panel.
C. Opinions and dispositions marked "Not
Designated for Publication" shall not be cited quoted, or referred to by
any counsel, or in any argument, brief, or other materials presented to
any court, except in continuing or related litigation. Opinions marked
"Not Designated for Publication" shall be filed in the clerk's office as
public records.
D. The panel shall reconsider its decision not
to publish an opinion upon the request of the trial judge or a party,
provided that the request and reasons therefore are made in writing
within the delays for rehearing following the rendition of the opinion.
As amended January 1, 2004..
2-16.4. Copies of Opinions.
In every case, one copy of the published or
unpublished opinion, when rendered, shall be delivered or mailed to the
trial judge, the clerk of the trial court, all appeal counsel of record,
and all parties not represented by counsel.
2-16.5. Certificate.
The clerk of this court shall file a
certificate in the record showing the date on which and to whom the copy
of opinion was delivered or mailed.
Rule 2-17. Notice Of Judgment
2-17.1. Notice.
Notice of judgment of a Court of Appeal shall
be delivered personally or mailed by the clerk to all counsel of record,
and to all parties not represented by counsel.
2-17.2. Certificate.
The clerk shall file a certificate in the
record showing the date on which and the names of all parties or persons
to whom the notice of judgment was delivered or mailed.
Rule 2-18. Rehearing
2-18.1. Application for Rehearing.
An application for rehearing shall state with
particularity contentions of the applicant and shall contain a concise
argument in support of the application. Except by permission of court,
an application for rehearing shall not exceed 10 pages. An original and
4 copies of the application for rehearing shall be filed. Oral argument
in support of the application will not be permitted.
2-18.2. Time to File.
(A) In cases governed by the Code of Criminal
Procedure, an application for rehearing must be filed with the clerk on
or before 14 days after the rendition of the judgment.
(B) In cases governed by the Code of Civil
Procedure, an application for rehearing must be filed with the clerk on
or before 14 days after the personal delivery or mailing of the notice
of the judgment and opinion of the court.
(C) No extension of time for filing an
application for rehearing shall be granted.
2-18.3. Support Brief
The applicant shall file an original and 4
copies of a brief in support of the application for rehearing at the
time the application for rehearing is filed.
2-18.4. Additional Time for Brief.
If the applicant for rehearing needs additional
time for filing of brief in support of the application, a written
request for additional time, explaining the cause of the need therefore,
shall be made in the application and the court may grant or refuse the
requested extension.
2-18.5. Granting of Rehearing.
When a rehearing is granted, the case shall be
submitted, with or without oral argument, as ordered by the court.
2-18.6. Repetitive Applications.
When a case has been decided on rehearing,
another application for a rehearing will not be considered unless the
applicant has not theretofore been granted a rehearing, or unless the
court has expressly granted the right to apply for another rehearing.
2-18.7. When Rehearing Will Be Considered
An application for rehearing will be considered
in cases where the court has:
(A) Granted a writ application on the merits;
(B) Dismissed an appeal; or
(C) Ruled on the merits of an appeal.
Rule 2-19. Frivolous Appeal
The court may award damages for frivolous
appeal in civil cases as provided by law.
Rule 2-20. Notices or Copies by Clerk,
Sufficiency of
All notices or copies of papers required by
these Rules to be given by the clerk shall be delivered personally or
mailed by the clerk addressed to appeal counsel of record for each
party, and to any party not represented by counsel, to the address shown
by the record or to the address furnished to the clerk.